Wells Fargo Advisors (CEF) Middle Office Services Group (MOSG) oversees internal control policies, monetary risks and the authorization of account-related transactions, such as verification and approval of transfers (verification and authorization of transfers, various approvals for asset exchange storage such as automated clearing house/ACHs, log transmission, etc.), letters of authorization, authorizations to update PO boxing accounts and updates to address accounts. Middle Office Services currently handles transactions in the Private Client Group (PCG), Wealth Brokerage Services (WBS), Wells Fargo Advisors Financial Network, LLC (FiNet), Wells Trade (WT) and Wells Fargo Advisor Solutions (WFAS). The Middle Office Services Group`s main customers are members of the distribution field. Requests for services and phone calls come directly from financial advisors and clients. In addition, MOSG team members turn directly to customers to perform wire and po-box recall checks, in addition to other incoming RACN calls and other types of security services required by queues. The salary range shown below is based on a full-time schedule of 40 hours per week. MO-Saint Louis: Min: $53,400 Middle: $74,100 USD 1 year of experience in the financial services sector6 months of experience in institutional compliance, Sales monitoring or a combination of the two successful FINRA Series 7 events to qualify you for immediate registration (or FINRA-recognized equivalents), bilingual knowledge of the language and reading in Spanish/English To add features to your current account, simply download the corresponding form or application and give it away and send it via the fax number or postal address. MO-Saint Louis: 1 N Jefferson Ave – St. Louis, MO The CEF Regional Supervisor 1, also known as Qualified Rector, helps channels continuously monitor compliance with existing internal guidelines, laws and regulations. The Middle Office Services Group supports business lines that help clients who communicate both orally and in writing in Spanish. Wells Fargo Advisors Warning: MAC N9160-01P POSTFACH 77046 Minneapolis MN 55480-9902 or fax at 1-844-879-1439. If you need help with this form, call 1-800-TRADERS (1-800-872-3377).
At Wells Fargo, we want to meet the financial needs of our customers and help them succeed financially. We are looking for talented people who put our clients at the centre of our actions. Join our diverse and inclusive team, where you will feel appreciated and inspired to bring your unique skills and experiences. Wealth and Investment Management (WIM) is a leading provider of financial and investment services in the United States. WIM offers a full range of customized wealth management, investment and retirement products and services to meet the individual needs of clients and help them achieve their financial goals. Our mission is to help clients pursue their financial goals with confidence. We achieve this by developing long-term customer relationships through informed, thoughtful and objective advice. Develop personalized plans for clients to achieve their financial goals. Help clients build, manage, conserve and spend their financial resources and assets. Excellent oral, written and interpersonal communication capabilitiesBasic Microsoft Office (Word, Excel, Outlook and PowerPoint SkillsCapacity to navigate multiple computer systems, applications and search tools for searching for informationCompetence to prioritize work, meet deadlines, achieve goals and work under pressure in a dynamic and complex environmentSee identify and assess problems, then make informed choicesComprehension and understanding of risk managementThe responsibility for information and accuracy can be specified as: Please note: Middle Office Services Group is open from 8:00 a.m.
to 6:00 p.m.